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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-29 |
Branch Locations
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-09 |
| OH | RA | APPROVED | 2010-10-12 |
Branch Locations
Deerfield Towne Center 5085 Deerfield Blvd., Mason, OH 45040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington National Bank | Cincinnati | OH | 07/1992 | Present |
| The Huntington Investment Company | Loveland | OH | 10/1993 | Present |
| Ameriprise Financial Services, Llc | Mason | OH | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-05 |
| S65 | Uniform Investment Adviser Law Examination | 2002-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-12 |
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