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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

5085 Deerfield Blvd, Mason, OH 45040-2505 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-09
OH RA APPROVED 2010-10-12
  • TX RA
    APPROVED_RES
    Since 2025-04-09
  • OH RA
    APPROVED
    Since 2010-10-12

Branch Locations

Deerfield Towne Center 5085 Deerfield Blvd., Mason, OH 45040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntington National Bank Cincinnati OH 07/1992 Present
The Huntington Investment Company Loveland OH 10/1993 Present
Ameriprise Financial Services, Llc Mason OH 06/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-05
S65 Uniform Investment Adviser Law Examination 2002-11-26
S63 Uniform Securities Agent State Law Examination 1994-01-12
  • S66 Uniform Combined State Law Examination
    2011-05-05
  • S65 Uniform Investment Adviser Law Examination
    2002-11-26
  • S63 Uniform Securities Agent State Law Examination
    1994-01-12
Other Names
  • Boyd Patton

View on SEC IAPD

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