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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2012-01-06 |
| TX | RA | APPROVED | 2012-01-06 |
Branch Locations
5300 Hollister Suite 543 A, Houston, TX 77040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg | Houston | TX | 10/2001 | Present |
| Oscar R. Gutierrez, Cpa | Houston | TX | 01/1982 | Present |
| Transamerica Financial Advisors, Inc | Houston | TX | 01/2012 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc NAME OF BUSINESS: OSCAR R. GUTIERREZ, CPA. TRAINING CONSULTANT. BUSINESS IS NOT INVESTMENT RELATED. I AM A CERTIFIED TRAINER IN AREAS LIKE PERSONAL LEADERSHIP. ADDRESS: 13622 HERON FIELD COURT HOUSTON, TX 77059 START DATE: 05/1999 TO PRESENT HOURS/ MONTH DEVOTED TO BUSINESS 80 (DURING SECURITIES TRADING HOURS)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-04 |
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