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Steven Lewis Montgomery

Charles Schwab & Co., Inc.

San Diego, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
CA RA APPROVED 2003-03-11
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 2003-03-11

Branch Locations

12481 High Bluff Drive Suite 100, San Diego, CA 92130-3583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Diego CA 02/2003 Present
Charles Schwab Bank San Diego CA 02/2005 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-13
  • S66 Uniform Combined State Law Examination
    2002-03-13
Other Names
  • Steve Montgomery
  • Steven L Montgomery

View on SEC IAPD

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