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Brian Dale Trowbridge

LPl Financial LLC

San Diego, CA

Leander, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-06-12
TX RA APPROVED 2020-06-12
  • CO RA
    APPROVED
    Since 2020-06-12
  • TX RA
    APPROVED
    Since 2020-06-12

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Leander, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brian Trowbridge, Cpa Houston TX 02/1987 Present
1St Global Insurance Services, Inc. Houston TX 12/2015 09/2018
1St Global Capital Corp. Houston TX 12/2015 09/2018
1St Global Advisors, Inc. Houston TX 12/2015 09/2018
Level Four Advisory Services Plano TX 09/2018 06/2020
Lpl Financial, Llc Leander TX 06/2020 Present
  • 02/1987 → Present
    Brian Trowbridge, Cpa
    Houston, TX
  • 12/2015 → 09/2018
    1St Global Insurance Services, Inc.
    Houston, TX
  • 12/2015 → 09/2018
    1St Global Capital Corp.
    Houston, TX
  • 12/2015 → 09/2018
    1St Global Advisors, Inc.
    Houston, TX
  • 09/2018 → 06/2020
    Level Four Advisory Services
    Plano, TX
  • 06/2020 → Present
    Lpl Financial, Llc
    Leander, TX
Previous Registrations
  • 2018-09-21 → 2020-06-12
    Level Four Advisory Services
    Houston, TX
  • 2015-12-02 → 2018-09-25
    1St Global Advisors Inc
    Houston, TX
    Leander, TX
  • 2010-07-01 → 2015-12-04
    Next Financial Group, Inc.
    Houston, TX
    Sugarland, TX
  • 2005-06-06 → 2010-07-06
    Avantax Advisory Services
    Fort Collins, CO
  • 2002-10-10 → 2003-12-31
    Avantax Advisory Services
    Fort Collins, CO
  • 2002-05-22 → 2002-06-26
    Waddell & Reed
    Ft Collins, OH
Other Businesses

1. 02/01/1984 - BRIAN TROWBRIDGE CPA/PFS/ TAX PREP/ACCOUNTING/CPA/ INVESTMENT RELATED/ 0%/ HOUSTON, TX

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-21
  • S66 Uniform Combined State Law Examination
    2002-05-21
Designations

View on SEC IAPD

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