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Derek Patrick Smith

The Huntington Investment Company

Columbus, OH

Columbus, OH

Columbus, OH

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Current Employers
The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-07-17
  • OH RA
    APPROVED
    Since 2012-07-17

Branch Locations

Home Office Ops Osj - 41 South High 41 South High Street, 4Th Floor, Columbus, OH 43215 • United States

Tremont Center Banking Office 2110 Tremont Center, Columbus, OH 43221 • United States

Cohe Osj - Bethel Road 1600 Bethel Road, Columbus, OH 43220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntington Investment Company Columbus OH 05/2012 Present
  • 05/2012 → Present
    Huntington Investment Company
    Columbus, OH
Previous Registrations
  • 2011-02-17 → 2011-04-04
    Chase Investment Services Corp.
    Columbus, OH
  • 2010-01-20 → 2010-09-30
    Firstmerit Advisors, Inc.
    Akron, OH
  • 2008-10-10 → 2010-01-22
    Invest Financial Corporation
    Worthington, OH
    Dublin, OH
    West Jefferson, OH
    London, OH
    Westerville, OH
    Delaware, OH
    Columbus, OH
    Lewis Center, OH
    Mt Vernon, OH
    Upper Arlington, OH
    Mount Vernon, OH
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-08
  • S66 Uniform Combined State Law Examination
    2004-03-08

View on SEC IAPD

Other Firms

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PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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