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Chason Glenn Hawkins

Tribeca Financial, LLC

Mesa, AZ

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Current Employers
Tribeca Financial, Llc

2812 N. Norwalk Ste 103, Mesa, AZ 85215 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-02-29
  • AZ RA
    APPROVED
    Since 2024-02-29

Branch Locations

2812 N. Norwalk Ste 103, Mesa, AZ 85215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tribeca Financial, Llc Mesa AZ 02/2024 Present
Together At The Landing Mesa AZ 07/2023 02/2024
Microsoft Redmond WA 05/2008 05/2023
  • 02/2024 → Present
    Tribeca Financial, Llc
    Mesa, AZ
  • 07/2023 → 02/2024
    Together At The Landing
    Mesa, AZ
  • 05/2008 → 05/2023
    Microsoft
    Redmond, WA
Previous Registrations
  • 2004-06-09 → 2005-08-29
    Qa3 Financial Llc
    Mesa, AZ
Other Businesses

(1) My wife and I own and operate a wedding venue in Mesa, AZ. There are no commissions associated with this business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-03
S66 Uniform Combined State Law Examination 2002-08-12
  • S65 Uniform Investment Adviser Law Examination
    2024-02-03
  • S66 Uniform Combined State Law Examination
    2002-08-12
Other Names
  • Chase G Hawkins
  • Chason G Hawkins

View on SEC IAPD

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