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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-04
  • TX RA
    APPROVED
    Since 2024-04-04

Branch Locations

600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Houston TX 07/2001 Present
J.P. Morgan Securities Llc Houston TX 12/2001 Present
Girl Scouts Of San Jacinto: Troop 146136 Houston TX 11/2022 08/2023
  • 07/2001 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 12/2001 → Present
    Houston, TX
  • 11/2022 → 08/2023
    Girl Scouts Of San Jacinto: Troop 146136
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-04
S63 Uniform Securities Agent State Law Examination 2002-06-03
  • S65 Uniform Investment Adviser Law Examination
    2024-04-04
  • S63 Uniform Securities Agent State Law Examination
    2002-06-03
Other Names
  • Caroline Suzanne Stauch
  • Caroline Suzanne Olsen
  • Caroline Suzanne Olson

View on SEC IAPD

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