Shu F Wu

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 09/2016
  Capitol Securities Management
  Brooklyn, NY
• 09/2014 → 09/2016
  Lyndhurst Investment Partners
  Brooklyn, NY
• 09/2016 → 03/2017
  First Manhattan Co.
  New York, NY
• 04/2017 → 05/2017
  Unemployed
  Rego Park, NY
• 05/2017 → 11/2017
  Morgan Stanley & Co. Llc
  New York, NY
• 11/2017 → 06/2018
  Citigroup
  New York, NY
• 06/2018 → 06/2019
  Morgan Stanley Distribution, Inc.
  New York, NY
• 06/2019 → 11/2021
  Morgan Stanley & Co. Llc
  New York, NY
• 11/2021 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-01-07
• S66 Uniform Combined State Law Examination
  2013-12-23
• S63 Uniform Securities Agent State Law Examination
  2002-04-20

Other Names

• Shu Fang Wu
• Shu Wu
• Shufang Wu
• Shu F Wu