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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-11-02
  • MI RA
    APPROVED
    Since 2018-11-02

Branch Locations

4095 Chicago Dr Sw Suite 120, Grandville, MI 49418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors Inc Grandville MI 08/2001 11/2018
Royal Alliance Associates, Inc. Grand Rapids MI 11/2018 Present
  • 08/2001 → 11/2018
    Signator Investors Inc
    Grandville, MI
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Grand Rapids, MI
Previous Registrations
  • 2002-10-10 → 2018-11-02
    Signator Investors, Inc.
    Grand River, MI
    Grand Rapids, MI
    Grandville, MI
    Holland, MI
Other Businesses

1. EAST BUILDING LP/CITY REALTY POSITION: shareholder NATURE: Family limited partnership/corporation for closely held real estate. Private closely held business. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/30/1995 ADDRESS: 1514 Wealthy SE, Suite 200, Grand Rapids MI 49506, United States DESCRIPTION: Do not actively participate in the business activities. 2. VANTAGEPOINTE FINANCIAL POSITION: Executive Vice President NATURE: LLC that functions as S Corp. insurance brokerage. Various companies. Life, health, Annuities, P&C INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 06/25/2001 ADDRESS: 4095 Chicago Dr., Grandville MI 49525-9493, United States DESCRIPTION: Assist in operating the corporation. In addition - Insurance brokerage. Utilize other BGA options when products not available through the broker dealer options. 3. TDE SERVICES POSITION: services NATURE: plow service for neighbors. Turo Vehicle sharing. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2018 ADDRESS: 16986 136th ave, Nunica MI 49448, United States DESCRIPTION: charge a small fee to plow our private drive shared with 4 neighbors. Share vehicles on Turo for a fee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-15
  • S66 Uniform Combined State Law Examination
    2002-07-15
Designations
Other Names
  • Troy David Ernzer

View on SEC IAPD

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