Walter Jaques Clough

Neuberger Berman Bd LLC

CRD 4008983

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-18
CT	RA	APPROVED	2018-02-12

NY RA
APPROVED

Since 2021-03-18
CT RA
APPROVED

Since 2018-02-12

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

New Canaan, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Credit Suisse Securities (Usa) Llc	New York	NY	04/2007	12/2016
Neuberger Berman	New York	NY	01/2018	Present
Unemployed	New Canaan	CT	01/2017	06/2017
Self-Employed	New Canaan	CT	07/2017	01/2018

04/2007 → 12/2016

Credit Suisse Securities (Usa) Llc

New York, NY
01/2018 → Present

Neuberger Berman

New York, NY
01/2017 → 06/2017

Unemployed

New Canaan, CT
07/2017 → 01/2018

Self-Employed

New Canaan, CT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-12-30

S63 Uniform Securities Agent State Law Examination

2011-12-30

Designations

Chartered Financial Analyst

Other Names

Jaques Clough
Walter Jaques Clough
Walter Jaques Clough

View on SEC IAPD

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