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Walter Jaques Clough

Neuberger Berman Bd LLC

New York, NY

New Canaan, CT

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-18
CT RA APPROVED 2018-02-12
  • NY RA
    APPROVED
    Since 2021-03-18
  • CT RA
    APPROVED
    Since 2018-02-12

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

New Canaan, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Suisse Securities (Usa) Llc New York NY 04/2007 12/2016
Neuberger Berman New York NY 01/2018 Present
Unemployed New Canaan CT 01/2017 06/2017
Self-Employed New Canaan CT 07/2017 01/2018
  • 04/2007 → 12/2016
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 01/2018 → Present
    Neuberger Berman
    New York, NY
  • 01/2017 → 06/2017
    Unemployed
    New Canaan, CT
  • 07/2017 → 01/2018
    Self-Employed
    New Canaan, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-12-30
  • S63 Uniform Securities Agent State Law Examination
    2011-12-30
Designations
Other Names
  • Jaques Clough
  • Walter Jaques Clough
  • Walter Jaques Clough

View on SEC IAPD

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