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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | San Diego | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*331564 - La Jolla Presbyterian Church; Investment related - No; La Jolla , La Jolla ; Non-Profit; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 10/2017; During business hours: 0; After business hours: 2; Accounting/Bookkeeping *488963 - Trust; Investment related - Yes; New London, North Carolina;04/2003; During business hours: 0; After business hours: 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-04 |
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