James Ernest Mitchell

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-09
NC	RA	APPROVED	2007-02-08

TX RA
APPROVED_RES

Since 2019-01-09
NC RA
APPROVED

Since 2007-02-08

Branch Locations

1622 S 3Rd St, Sanford, NC 27330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	12/2001	Present

12/2001 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-29
S63	Uniform Securities Agent State Law Examination	2002-02-22

S66 Uniform Combined State Law Examination

2007-01-29
S63 Uniform Securities Agent State Law Examination

2002-02-22

Designations

View on SEC IAPD

Other Firms

PARK AVENUE SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

TRUIST ADVISORY SERVICES, INC.

DAVENPORT & COMPANY LLC

CETERA INVESTMENT ADVISERS LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

THOMAS M ROSSER

Eric Thomas Vernon

CHARLES MURPHY PADERICK

Ian Hunter Vernon

Renee Davis Thomas

MILLER D ROBINS

WILLIAM KELLER NORMANN

Lisa Morris Pace

Other Offices

PARK AVENUE SECURITIES LLC · SANFORD, NC

CAPTRUST · Sanford, NC

EDWARD JONES · SANFORD, NC

WELLS FARGO CLEARING SERVICES, LLC · SANFORD, NC

TRUIST ADVISORY SERVICES, INC. · SANFORD, NC

EDWARD JONES · Sanford, NC

DAVENPORT & COMPANY LLC · SANFORD, NC

EDWARD JONES · SANFORD, NC

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