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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aig American General Life Insurance Company | Columbus Grove | OH | 10/2002 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Glandorf | OH | 09/2023 | Present |
1. VILLAGE COUNCILMAN POSITION: Other - Village Councilman NATURE: Other - I am an elected village councilman for the villageI live in.I was firstappointed to this position on December 6, 2012. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/06/2012 ADDRESS: 203 N. Main St., P.O. Box 134, Glandorf OH 45848, United States DESCRIPTION: Handle issues that arrise in our village such as street upkeep and appropriation of village funds. 2.THREE SUNNY C'S LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/23/2024 ADDRESS: 8603 Falisto Pl., Fort Myers FL 33912, United States DESCRIPTION: Maintain the home. 3.STRATEGIC FINANCIAL RESOURCES POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 15 START DATE: 12/21/2001 ADDRESS: 153 S.Main St., Ottawa OH 45875, United States DESCRIPTION: Sell life insurance and annuities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-02-28 |
| S65 | Uniform Investment Adviser Law Examination | 2006-10-26 |
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