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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-09-07 |
| TX | RA | APPROVED | 2020-07-14 |
| WI | RA | APPROVED | 2020-06-01 |
Branch Locations
390 E Congress Pkwy Ste 390-E, Crystal Lake, IL 60014 • United States
100 S Saunders Rd, Lake Forest, IL 60045 • United States
Waterford, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Vernon Hills | IL | 12/2013 | 05/2019 |
| Securities America Advisors | Vernon Hills | IL | 12/2013 | 05/2019 |
| Lpl Financial, Llc | Waterford | WI | 05/2019 | Present |
1) 01/2012 - DBA for LPL Business (entity for LPL business) - Dorion Gray Retirement Planning - INVESTMENT RELATED - EVANSTON, IL 60202 2) 05/2019 - DBA for LPL Business (entity for LPL business) - Professional Wealth Advisors - INVESTMENT RELATED - PLAINFIELD, IL 60544 3) 05/2019 - DBA for LPL Business (entity for LPL business) - PWA - INVESTMENT RELATED - PLAINFIELD, IL 60544 4) 11/2005 - Non-Variable Insurance - PATRICIA LORIS - 3HRS/MO DURING TRADING - INVESTMENT RELATED - EVANSTON, IL 60202
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-20 |
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