Francisco Antonio Galan

Current Employers

Employment History

• 04/2015 → 08/2023
  Hsbc Securities (Usa) Inc.
  Encino, CA
• 04/2015 → 08/2023
  Hsbc Bank Usa, N.A.
  Encino, CA
• 09/2023 → Present
  Tiaa
  Los Angeles, CA
• 09/2023 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Los Angeles, CA

Previous Registrations

• 2015-04-21 → 2023-09-11
  Hsbc Securities (Usa) Inc.
  Encino, CA
  San Francisco, CA
  San Francisco, CA
  Seattle, WA
  Beverly Hills, CA
  Beverly Hills, CA
• 2012-10-01 → 2015-04-24
  J.P. Morgan Securities Llc
  Chatsworth, CA
  Reseda, CA
  Reseda, CA
  Woodland Hills, CA
  Canoga Park, CA
  Malibu, CA
  Van Nuys, CA
  Sherman Oaks, CA
  Panorama City, CA
  Northridge, CA
  Northridge, CA
  Northridge, CA
  Granada Hills, CA
  Panorama City, CA
  Van Nuys, CA
  Van Nuys, CA
  Porter Ranch, CA
  West Hills, CA
  Canoga Park, CA
  Sylmar, CA
  San Fernando, CA
  Northridge, CA
  Van Nuys, CA
  Granada Hills, CA
  Woodland Hills, CA
  Woodland Hills, CA
  Northridge, CA
  North Hills, CA
  Mission Hills, CA
  San Luis Obispo, CA
  Los Angeles, CA
  San Fernando, CA
  Valencia, CA
  Sherman Oaks, CA
  Sherman Oaks, CA
  Reseda, CA
  Arleta, CA
  Glendora, CA
  Glendora, CA
  Sun Valley, CA
  Sun Valley, CA
  Los Angeles, CA
  Encino, CA
  Saugus, CA
  Tarzana, CA
  Studio City, CA
  Lancaster, CA
  Lancaster, CA
  Castaic, CA
  Sherman Oaks, CA
  Palmdale, CA
  Tarzana, CA
  Valencia, CA
  Santa Clarita, CA
  Palmdale, CA
  Sherman Oaks, CA
  Palmdale, CA
  Valencia, CA
  Stevenson Ranch, CA
  Lancaster, CA
  Encino, CA
  Encino, CA
  Palmdale, CA
  Lancaster, CA
  Valencia, CA
  Santa Clarita, CA
  Palmdale, CA
  Saugus, CA
  Palmdale, CA
  Canyon Country, CA
  Valencia, CA
  Newhall, CA
  Canoga Park, CA
  Arleta, CA
  Canoga Park, CA
  Chatsworth, CA
  Northridge, CA
  Northridge, CA
  Granada Hills, CA
  Northridge, CA
  Porter Ranch, CA
  Reseda, CA
  Canoga Park, CA
  Northridge, CA
  Woodland Hills, CA
  Woodland Hills, CA
• 2010-09-29 → 2012-10-01
  Chase Investment Services Corp.
  Camarillo, CA
  Simi Valley, CA
  Simi Valley, CA
  Camarillo, CA
  Simi Valley, CA
  Simi Valley, CA
  Newbury Park, CA
  Simi Valley, CA
  Camarillo, CA
  Malibu, CA
  Moorpark, CA
  Burbank, CA
  North Hollywood, CA
  Los Angeles, CA
  San Luis Obispo, CA
  Mission Hills, CA
  North Hills, CA
  Northridge, CA
  Woodland Hills, CA
  Woodland Hills, CA
  Granada Hills, CA
  Van Nuys, CA
  Northridge, CA
  Sun Valley, CA
  San Fernando, CA
  Sylmar, CA
  Canoga Park, CA
  Sun Valley, CA
  West Hills, CA
  Woodland Hills, CA
  Porter Ranch, CA
  Van Nuys, CA
  Van Nuys, CA
  Panorama City, CA
  Granada Hills, CA
  Northridge, CA
  Canoga Park, CA
  Northridge, CA
  Northridge, CA
  Chatsworth, CA
  Panorama City, CA
  Reseda, CA
  Reseda, CA
  Sherman Oaks, CA
  Van Nuys, CA
  Canoga Park, CA
  Woodland Hills, CA
  Reseda, CA
  Reseda, CA
  Chatsworth, CA
• 2002-04-05 → 2002-12-17
  Morgan Stanley Dw Inc.
  Woodland Hills, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-09-27
• S63 Uniform Securities Agent State Law Examination
  2009-07-16
• S66 Uniform Combined State Law Examination
  2002-03-22