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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-05 |
| CA | RA | APPROVED | 2012-10-26 |
Branch Locations
591 Alamo Pintaoo Rom, Solvang, CA 93463 • United States
5658 Calle Real, Goleta, CA 93117 • United States
6900 Hollister Avenue, Goleta, CA 93117 • United States
3802 State St, Santa Barbara, CA 93105-3112 • United States
1000 State Street, Santa Barbara, CA 93101 • United States
1106 Coast Village Road #A, Santa Barbara, CA 93108 • United States
101 N. Westlake Blvd. Ste. 110, Westlake Village, CA 91362 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 10/2012 | Present |
| Montecito Bank & Trust | Santa Barbara | CA | 10/2012 | Present |
1. 10/22/2012: MB&T Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/3/2013: No Business Name - Investment Related - Bakersfield & Grover Beach, CA - Real Estate Rental - Time Spent 1% - 2 Single Family Homes, No Renters are customers and or advisors of another B/D or RIA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-06 |
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