Jeffrey William Little

Employer firm

Financial Telesis Company CRD 112804

$22.2M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Financial Telesis Company

1603 Copenhagen Drive Suite 5, Solvang, CA 93463 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1999-02-17

CA RA
APPROVED

Since 1999-02-17

Branch Locations

1603 Copenhagen, Suite 5, Solvang, CA 93463 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Telesis Company	Solvang	CA	11/1984	Present

11/1984 → Present

Financial Telesis Company

Solvang, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-10-09

S63 Uniform Securities Agent State Law Examination

1984-10-09

Designations

Certified Financial Planner

View on SEC IAPD

Employer firm

Current Employers

Financial Telesis Company

Disclosures

Employment History

Exams

Designations

Nearby Firms

Nearby Investors

Nearby Offices

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