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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-09 |
| TX | RA | APPROVED | 2023-10-09 |
Branch Locations
1050 Edison St Suite A, Santa Ynez, CA 93460 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sunamerica | Woodland Hills | CA | 01/2013 | 08/2022 |
| Sunamerica Capital Services, Inc. | Woodland Hills | CA | 01/2013 | 08/2022 |
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2022 | 10/2023 |
| Cooper Mcmanus | Irvine | CA | 09/2022 | 10/2023 |
| Lpl Financial Llc | Santa Ynez | CA | 10/2023 | Present |
1) 08/28/2023 - BRADLEY AND CHRISTINE SICOFF TRUST - Real estate, Owner of rental property - Co-owner - CA 93012 - Investment related - Start date: 10/2/2012. 2) 08/28/2023 - Santa Ynez Valley Wealth Advisors LLC - Business Entity For Tax/Investment Purposes Only - Owner - CA 93460 - Investment related - 160 Hours per month - Start date: 9/1/2022. 3) 08/28/2023 - SYV WEALTH ADVISORS LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 4) 08/28/2023 - Non-Variable Insurance - Selling: Life Insurance, LTC Insurance, Fixed Annuity Business/Producers Choice - CA 93460 - Investment related - 8 Hours per month - Start date: 9/1/2022. 5) 04/18/2024 - Santa Ynez Valley Wealth Advisors - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 4/11/2024 - 1 Hr/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-26 |
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