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Bradley Darren Sicoff

LPl Financial LLC

Santa Ynez, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-09
TX RA APPROVED 2023-10-09
  • CA RA
    APPROVED
    Since 2023-10-09
  • TX RA
    APPROVED
    Since 2023-10-09

Branch Locations

1050 Edison St Suite A, Santa Ynez, CA 93460 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunamerica Woodland Hills CA 01/2013 08/2022
Sunamerica Capital Services, Inc. Woodland Hills CA 01/2013 08/2022
Cambridge Investment Research, Inc Fairfield IA 09/2022 10/2023
Cooper Mcmanus Irvine CA 09/2022 10/2023
Lpl Financial Llc Santa Ynez CA 10/2023 Present
  • 01/2013 → 08/2022
    Sunamerica
    Woodland Hills, CA
  • 01/2013 → 08/2022
    Sunamerica Capital Services, Inc.
    Woodland Hills, CA
  • 09/2022 → 10/2023
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 09/2022 → 10/2023
    Irvine, CA
  • 10/2023 → Present
    Santa Ynez, CA
Previous Registrations
Other Businesses

1) 08/28/2023 - BRADLEY AND CHRISTINE SICOFF TRUST - Real estate, Owner of rental property - Co-owner - CA 93012 - Investment related - Start date: 10/2/2012. 2) 08/28/2023 - Santa Ynez Valley Wealth Advisors LLC - Business Entity For Tax/Investment Purposes Only - Owner - CA 93460 - Investment related - 160 Hours per month - Start date: 9/1/2022. 3) 08/28/2023 - SYV WEALTH ADVISORS LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 4) 08/28/2023 - Non-Variable Insurance - Selling: Life Insurance, LTC Insurance, Fixed Annuity Business/Producers Choice - CA 93460 - Investment related - 8 Hours per month - Start date: 9/1/2022. 5) 04/18/2024 - Santa Ynez Valley Wealth Advisors - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 4/11/2024 - 1 Hr/Mo During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-23
S63 Uniform Securities Agent State Law Examination 1998-10-26
  • S66 Uniform Combined State Law Examination
    2022-06-23
  • S63 Uniform Securities Agent State Law Examination
    1998-10-26
Other Names
  • Brad Sicoff

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