Bruce Porter

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2001 → 05/2017
  Edward Jones
  St Louis, MO
• 05/2017 → 03/2020
  Securities America, Inc.
  Santa Ynez, CA
• 05/2017 → 10/2023
  Cooper Financial Group
  Santa Ynez, CA
• 03/2020 → 10/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2023 → Present
  Lpl Financial Llc
  Santa Ynez, CA

Previous Registrations

• 2017-05-09 → 2023-10-09
  Cooper Mcmanus
  Santa Ynez, CA
  Irvine, CA
• 2007-02-05 → 2017-05-08
  Edward Jones
  Santa Ynez, CA

Other Businesses

1) 08/29/2023 - SYV WEALTH ADVISORS, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 100% time spent. 2) 08/29/2023 - Non-Variable Insurance - CA 93460 - Selling: Life, fixed annuities, indexed annuities, LTC/Producers Choice - Investment related - 1 Hour per month - Start date: 8/18/2023. 3) 08/29/2023 - SANTA BARBARA COUNTY BOARD OF EDUCATION - Politics/Government - Elected Board Member - CA 93160 - Non investment related - 4 Hours per month - Start date: 12/8/2020. 4) 04/18/2024 - Synchronize - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 4/17/2024 - 2 Hrs/mo; 1 Hr During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-24
• S63 Uniform Securities Agent State Law Examination
  2001-11-08

Designations

• Certified Financial Planner

Other Names

• Bruce Jackman Porter