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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
  • NY RA
    APPROVED
    Since 2021-08-06

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Armonk, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 04/2011 01/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2019
Rbc Capital Markets, Llc. New York NY 01/2019 Present
City National Bank New York NY 03/2019 Present
  • 04/2011 → 01/2019
    Morgan Stanley Smith Barney
    New York, NY
  • 01/2015 → 01/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2019 → Present
    New York, NY
  • 03/2019 → Present
    City National Bank
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-08
  • S66 Uniform Combined State Law Examination
    2002-04-08

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