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Current Employers
J.P. Morgan Investment Management Inc.

270 Park Avenue, New York, NY 10017-2014 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-28
  • TX RA
    APPROVED_RES
    Since 2021-01-28

Branch Locations

277 Park Ave, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc New York NY 05/2010 Present
J.P. Morgan Asset Management New York NY 01/2021 Present
  • 05/2010 → Present
    J.P. Morgan Securities Inc
    New York, NY
  • 01/2021 → Present
    J.P. Morgan Asset Management
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1999-09-09
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1999-09-09

View on SEC IAPD

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