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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goeckner Accounting & Financial Services, Inc. | Effingham | IL | 06/2011 | 10/2018 |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 10/2018 |
| Lpl Financial, Llc | Effingham | IL | 10/2018 | Present |
1) 10/19/2018 - Real Estate Rental - Inv Rel - 2001 Banker St, Effingham, IL 62401 - Effingham, IL Start Date: 2005 2) 10/19/2018 - Business Entity For Tax/Investment Purposes Only - Goeckner Personnel, Inc. - Not Inv Rel - 2001 Banker St, Effingham, IL 62401 - Start date: 2005 3) 10/19/2018 - Non-Variable Insurance - Sharon Goeckner - Inv Rel - 2% - Effingham, IL - Start date: 06/7/2011 4) 09/5/2019 - Investment Related - At Reported Business Location(s) - Other - Notary - Started 09/01/2018 - 1 Hour Per Month During Securities Trading - Notary for State of Illinois. 5) 10/18/2022 - GOECKNER ACCOUNTING INC. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 06/01/2011 - 80 Hours Per Month/80 Hours During Securities Trading. 6) 07/16/2025 - Goeckner Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start date: 07/15/2025 - 80 Hours Per Month/80 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-12-29 |
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