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Sharon Kay Goeckner

LPl Financial LLC

Effingham, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-10-19
  • IL RA
    APPROVED
    Since 2018-10-19

Branch Locations

2001 S Banker St, Effingham, IL 62401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goeckner Accounting & Financial Services, Inc. Effingham IL 06/2011 10/2018
Cetera Advisor Networks Llc El Segundo CA 01/2013 10/2018
Lpl Financial, Llc Effingham IL 10/2018 Present
  • 06/2011 → 10/2018
    Goeckner Accounting & Financial Services, Inc.
    Effingham, IL
  • 01/2013 → 10/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 10/2018 → Present
    Effingham, IL
Previous Registrations
  • 2005-01-07 → 2018-10-22
    Cetera Wealth Services, Llc
    Effingham, IL
Other Businesses

1) 10/19/2018 - Real Estate Rental - Inv Rel - 2001 Banker St, Effingham, IL 62401 - Effingham, IL Start Date: 2005 2) 10/19/2018 - Business Entity For Tax/Investment Purposes Only - Goeckner Personnel, Inc. - Not Inv Rel - 2001 Banker St, Effingham, IL 62401 - Start date: 2005 3) 10/19/2018 - Non-Variable Insurance - Sharon Goeckner - Inv Rel - 2% - Effingham, IL - Start date: 06/7/2011 4) 09/5/2019 - Investment Related - At Reported Business Location(s) - Other - Notary - Started 09/01/2018 - 1 Hour Per Month During Securities Trading - Notary for State of Illinois. 5) 10/18/2022 - GOECKNER ACCOUNTING INC. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 06/01/2011 - 80 Hours Per Month/80 Hours During Securities Trading. 6) 07/16/2025 - Goeckner Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start date: 07/15/2025 - 80 Hours Per Month/80 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-12-29
  • S63 Uniform Securities Agent State Law Examination
    2001-12-29
Designations
Other Names
  • Sharon Kay Hoene

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