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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-03-25 |
Branch Locations
142 East 200 South, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Salt Lake City | UT | 02/2012 | 01/2017 |
| Bank Of The West | Salt Lake City | UT | 01/2012 | 01/2017 |
| U.S. Bancorp Investments, Inc. | Salt Lake City | UT | 06/2017 | 03/2020 |
| U.S. Bank | Salt Lake City | UT | 06/2017 | 03/2020 |
| Unemployed | Murray | UT | 02/2017 | 06/2017 |
| Lpl Financial Llc | West Valley | UT | 03/2020 | 07/2021 |
| Mountain America Credit Union | West Valley | UT | 03/2020 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 12/2021 | 03/2025 |
| Unemployed | Murray | UT | 08/2021 | 12/2021 |
| Bmo Harris Bank | Salt Lake City | UT | 03/2025 | Present |
| Lpl Financial Llc | Salt Lake City | UT | 03/2025 | Present |
1- 03/2025 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 03/2025 / RNM Properties LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Start date: 05/01/2018
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-09 |
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