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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-12-09 |
| MA | RA | APPROVED | 2016-01-25 |
Branch Locations
409 Elm St., Ste. 1, Manchester, NH 03101 • United States
7 S Main St., Millbury, MA 01527 • United States
40 South Street #1, Wrentham, MA 02093 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2016 | Present |
1)Independent insurance agent, 9 E CENTRAL ST #6, FRANKLIN, MA, 1/2016 for various independent insurance companies. INV REL - 40/WK - 40/TRADING. 2) NAIFA-MA, 63 Oak Hill Ave, Wrentham, MA, 1/2016 as board member, NIR - 5 Hours/weekly - 5 hours during trading. 3) WEST, PO BOX 852, WRENTHAM, MA, BOARD MEMBER/TREASURER OF A NON-PUBLIC ENTITY, 501C3- NON-PROFIT, GRANTS FOR SCHOOLS, NIR, 09/01/19, NIR, 4/MO- 0/TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 01/26/2016 5) G9 FINANCIAL 7 South Main Street, Millbury MA 01527, United States, 02/01/2016, IAR, DBA, INV REL, 160 HR/MO - 160 HR/MO TRADING 6) WEST, PO Box 852, Wrentham MA 02093, United States, 09/01/2019, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, Not Investment Related, 4 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-28 |
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