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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-02 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
4030 Wake Forest Rd Ste 108, Raleigh, NC 27609 • United States
3333 Wrightsville Ave Unit G-121, Wilmington, NC 28403 • United States
Raleigh Nc, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Raleigh | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Raleigh | NC | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-09 |
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