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4505 South Wasatch Blvd #300, Salt Lake City, UT 84124 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2018-08-28 |
Branch Locations
4505 South Wasatch Blvd #300, Salt Lake City, UT 84124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliance Financial Strategies | Salt Lake | UT | 03/2003 | Present |
| Garda Financial | Salt Lake City | UT | 10/2014 | 02/2017 |
| Allegis Investment Advisors | Salt Lake City | UT | 02/2017 | 08/2018 |
| Cottonwood Asset Management Llc | Salt Lake City | UT | 08/2018 | Present |
5/2010- PRESENT; MANAGING MEMBER NUVO VENTURES, LLC: INVESTMENT RELATED, SINGLE PURPOSE ENTITY TO HOLD INVESTMENT IN PRIVATE SOFT WATER COMPANY 1 HOUR PER MONTH. 8/2009- PRESENT;MANAGING MEMBER;CITIUS VENTURES, LLC:INVESTMENT RELATED, LLC HOLDING COMPANY INVESTS AND HOLDS MULTIPLE PRIVATE EQUITY POSITIONS.CONSULTING AND/OR BOARD DUTIES TO BUSINESS MANAGEMENT...2-5 HOURS PER MONTH. 01/2002- PRESENT; OWNER;ALLIANCE FINANCIAL ENTITY FOR PERSONAL ESTATE PLANNING PURPOSES. 2 HRS PER MONTH 06/2012- PRESENT; MEMBER;OK BOB LLC;PRIVATE INVESTMENT - REAL AND PERSONAL PROPERTY - LESS THAN 1 HOUR/MONTH 04/2012- PRESENT; MEMBER; CELEBRIX SINGLE PURPOSE ENTITY TO HOLD INVESTMENTS IN A PRIVATE COMPANY - LESS THAN 1 HOUR/MONTH 02/2019 - PRESENT; ROYAL BROADCAST COMPANY; TRUCKING COMPANY; 10 HOURS/MONTH DEVOTED TO OTHER BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-13 |
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