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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-09 |
| CA | RA | APPROVED | 2015-09-28 |
Branch Locations
16870 West Bernardo Drive Suite 150, San Diego, CA 92127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Rancho Bernardo | CA | 09/2015 | Present |
Drummer in Rock and Roll Band; 12597 Fairbrook Rd San Diego CA 92131; Live Band; Drummer; 05/07/2008; 6.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-19 |
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