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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2002-03-05
  • TX RA
    APPROVED
    Since 2002-03-05

Branch Locations

3200 Southwest Fwy #1800, Houston, TX 77027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 11/2001 06/2020
Equitable Advisors, Llc New York NY 11/2001 Present
Other Businesses

1. CO-TRUSTEE FOR GRANDMOTHER'S TRUST. 2. LEGACY COMMUNITY HEALTH; 1415 CALIFORNIA ST, HOUSTON, TX 77006; COMMITTEE CHAIR (FOR GOLF CLASSIC); START 11/18/2019; APPROX 8 HOURS/MONTH. 3. CONDO; 760 N SEQUIM AVE, APT 4, SEQUIM, WA 98382; OWNER/LANDLORD; START 8/5/2021; APPROX 1 HOUR/MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-04
  • S66 Uniform Combined State Law Examination
    2002-03-04

View on SEC IAPD

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