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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2009-06-01 |
| NM | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States
555 Oppenheimer Dr Suite 207, Los Alamos, NM 87544 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Albuquerque | NM | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*624517 - John Carroll rental property; Investment related: Yes; Albuquerque, New Mexico; Rental Property; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 1/2025; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-15 |
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