Michael Daniel Dempsey

Current Employers

Employment History

• 01/1994 → Present
  Dempsey & Dempsey, P.C Cpas
  Adrian, MI
• 01/2006 → 10/2019
  1St Global Capital Corp.
  Adrian, MI
• 02/2010 → 10/2019
  1St Global Advisors, Inc.
  Adrian, MI
• 06/2007 → 09/2025
  Avantax Insurance Services, Inc.
  Adrian, MI
• 10/2019 → 09/2025
  Avantax Advisory Services
  Adrian, MI
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Adrian, MI
• 01/2006 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Adrian, MI
• 02/2024 → Present
  Willis & Machnik Financial Services, Llc
  Jackson, MI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Adrian, MI
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Adrian, MI
• 2010-04-08 → 2019-10-25
  1St Global Advisors Inc
  Adrian, MI

Other Businesses

1) SEA HORSE BEACH RESORT POSITION: OWNER NATURE: Rental Real Estate - Building consists of 36 units each individually owned. Day to day operations by onsite managment employed by the owners association. Pay quarterly management fee. Certain monthly expenses such as maid service, credit card charge and reserve funds are deducted from rental check. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2003 ADDRESS: 3453 Gulf Of Mexico Dr, Longboat Key FL 34228, United States DESCRIPTION: I am responsible for paying bills associated with this activity and monthly accounting and annual accounting. 2) DEMPSEY & DEMPSEY DEVELOPMENT, LLC POSITION: MEMBER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2005 ADDRESS: 1881 West Maumee St., Adrian MI 49221, United States DESCRIPTION: LLC FORMED TO HOLD THE REAL ESTATE OF OUR BUSINESS (DEMPSEY & DEMPSEY PC, CPA'S). 3) DEMPSEY & DEMPSEY, P.C CPAS POSITION: CPA /SHAREHOLDER NATURE: Office of Certified Public Accoutant INVESTMENT RELATED: No NUMBER OF HOURS: 115 SECURITIES TRADING HOURS: 115 START DATE: 01/01/1994 ADDRESS: 1881 West Maumee St., Adrian MI 49221, United States DESCRIPTION: Accounting and tax service. 4) DEMPSEY & DEMPSEY FINANCIAL SERVICES, LLC POSITION: 50% Member of LLC NATURE: Financial services and investments offered as registered representatives of Avantax Wealth Management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 59 SECURITIES TRADING HOURS: 52 START DATE: 01/01/2007 ADDRESS: 1881 West Maumee St., Adrian MI 49221, United States DESCRIPTION: Monitor investment accounts, Investment sales and perform administrative duties. 7) MICHAEL D DEMPSEY TRUST POSITION: Trustee NATURE: Personal revocable trust to hold real estate, investments and cash INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/17/1999 ADDRESS: 3127 Windmill Ct, Adrian MI 49221, United States DESCRIPTION: Trustee to my personal revocable trust. 8) WILLIS & MACHNIK FINANCIAL SERVICES, LLC POSITION: Financial Advisor NATURE: DBA used to market business as a Registered Representative of Avantax Investment Services, Inc., Investment Adviser Representative of Avantax Advisory Services and Insurance Agent of Avantax Insurance Services, Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 02/01/2024 ADDRESS: 400 S. Jackson St, Jackson MI 49201, United States DESCRIPTION: Independent contractor acting as a Registered Representative, Investment Adviser and Insurance Agent.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-01-10

Designations