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Daniel B Thurm

Park Avenue Securities LLC

New Brunswick, NJ

CRD 4481378

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-13
NY RA APPROVED 2021-04-16
OH RA APPROVED 2006-07-18
NJ RA APPROVED 2003-01-16
  • TX RA
    APPROVED
    Since 2025-02-13
  • NY RA
    APPROVED
    Since 2021-04-16
  • OH RA
    APPROVED
    Since 2006-07-18
  • NJ RA
    APPROVED
    Since 2003-01-16

Branch Locations

317 George Street Suite 320, New Brunswick, NJ 08901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Llc New Bruncwick NJ 06/2006 Present
Comprehensive Wealth Strategies New Brunswick NJ 01/2014 Present
Guardian Life Insurance Company New Brunswick NJ 06/2006 Present
  • 06/2006 → Present
    New Bruncwick, NJ
  • 01/2014 → Present
    Comprehensive Wealth Strategies
    New Brunswick, NJ
  • 06/2006 → Present
    Guardian Life Insurance Company
    New Brunswick, NJ
Other Businesses

1. Comprehensive Wealth Strategies, LLC-Guardian DBA name, Start: 01/21/2014, Address: 197 Route 18 South, Suite 3000 South Tower East Brunswick, NJ 08816, 0 hrs per month, Investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-06
  • S66 Uniform Combined State Law Examination
    2002-02-06
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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