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Jeffrey Lynn Gunnels

Charles Schwab & Co., Inc.

Lafayette, LA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-18
LA RA APPROVED 2020-08-17
  • TX RA
    APPROVED_RES
    Since 2020-08-18
  • LA RA
    APPROVED
    Since 2020-08-17

Branch Locations

500 Settlers Trace Blvd. Suite 12, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Baton Rouge LA 03/2004 02/2018
Td Ameritrade, Inc. Lafayette LA 02/2018 08/2020
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 08/2020
Charles Schwab & Co., Inc Lafayette LA 08/2020 Present
  • 03/2004 → 02/2018
    Scottrade, Inc.
    Baton Rouge, LA
  • 02/2018 → 08/2020
    Td Ameritrade, Inc.
    Lafayette, LA
  • 02/2018 → 08/2020
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 08/2020 → Present
    Charles Schwab & Co., Inc
    Lafayette, LA
Previous Registrations
  • 2018-02-27 → 2019-09-11
    Td Ameritrade, Inc.
    Lafayette, LA
  • 2018-02-26 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Lafayette, LA
  • 2017-01-19 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1) JLG Ventures LLC | Investment Related:No|Other|Owner|4/2/2020|More than 40|6|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-19
S63 Uniform Securities Agent State Law Examination 2004-04-06
  • S66 Uniform Combined State Law Examination
    2017-01-19
  • S63 Uniform Securities Agent State Law Examination
    2004-04-06
Other Names
  • Jeffrey Lynn Gunnels
  • Jeffrey Gunnels

View on SEC IAPD

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Other Offices

PROSPERA FINANCIAL SERVICES, INC. · Lafayette, LA
LPL FINANCIAL LLC · LAFAYETTE, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · New Orelans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lafayette, LA
OSAIC WEALTH, INC. · Lafayette, LA
RAYMOND JAMES & ASSOCIATES, INC. · LAFAYETTE, LA

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