Joseph Mitchell Cothron

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 11/2019
  Deutsche Bank Securities Inc.
  New York, NY
• 11/2019 → Present
  Citigroup Global Markets Inc.
  New York, NY

Other Businesses

Real estate (3560) - Raleigh, NC; Investment-related; Affiliation started 09/01/2016; Title/Duties: Owner; No time is devoted each month during or outside of securities trading hours. ///// Real estate (2027) - Waxhaw, NC; Investment-related; Affiliation started 06/01/2017; Title/Duties: Owner; No time is devoted each month during or outside of securities trading hours. ///// Real estate (14002) - Pineville, NC; Investment-related; Affiliation started 11/01/2018; Title/Duties: Owner; No time is devoted each month during or outside of securities trading hours. ///// Real estate (10322) - Charlotte, NC; Investment-related; Affiliation started 07/01/2019; Title/Duties: Owner; No time is devoted each month during or outside of securities trading hours.///// Rental Property(109) - Gallatin, TN; Investment-related; Affiliation started on 10/08/2020; Title: Owner; Duties: none. Property manager handles day to day activities. 0 hours devoted each month during securities trading hours; 4 hours devoted each month outside securities trading hours.///// Rental Property (108) - Gallatin, TN; Investment-related; Affiliation started on 10/08/2020; Title: Owner; Duties: own property but have property manager handle day to day duties.; 0 hours devoted each month during securities trading hours; 4 hours devoted each month outside securities trading hours. ///// Rental Property - Columbia, TN; Investment-related; Started: 10/29/2021; Title: Owner; Duties: Have property manager to handle all duties; No time is devoted each month during securities trading hours; 2 hours are devoted each month outside of securities trading hours. /////Rental Property - Trinity, FL; Investment-related; Started: 10/29/2022; Title: Owner; Duties: Have property manager to handle all duties; No time is devoted each month during securities trading hours; 2 hours are devoted each month outside of securities trading hours. ///// Rental Property (8236) - New Port Richie, FL ; Investment-related; Started: 5/1/2023; Title: Owner; Duties: Owner duties; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours. /////

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-11-22
• S66 Uniform Combined State Law Examination
  1998-10-12