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1952 Mcdowell Rd Suite 101, Naperville, IL 60563 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-01-06 |
Branch Locations
1952 Mcdowell Rd Suite 101, Naperville, IL 60563 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments | Western Springs | IL | 09/2005 | 01/2017 |
| T2 Asset Management, Llc | Oakbrook Terrace | IL | 01/2017 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2017 | Present |
1) PKSF. INVESTMENT RELATED. 80 STATE STREET ALBANY NY 12207. FIXED/TRADITIONAL INSURANCE. AGENT. START 01/2017. 4 HOURS/MONTH, O DURING TRADING. SALE OF FIXED/TRADITIONAL INSURANCE PRODUCTS. 2) T2 ASSET MANAGEMENT LLC. INVESTMENT RELATED. At Registered Branch Office Location and Personal Residence. RIA. SENIOR WEALTH MANAGER. START 1/6/17. 40 HOURS/MONTH, 30 DURING TRADING. MANAGE INVESTMENT ACCOUNTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-18 |
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