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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-11-16 |
| TN | RA | APPROVED | 2022-11-08 |
| TX | RA | APPROVED | 2022-11-02 |
Branch Locations
201 4Th Ave N Ste 150, Nashville, TN 37219 • United States
6700 Charlotte Pike, Nashville, TN 37209 • United States
2400 Lebanon Pike, Nashville, TN 37214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities, Inc | Indianapolis | IN | 09/2007 | 03/2018 |
| Axa Advisors, Llc | New York | NY | 04/2018 | 03/2020 |
| Regions Bank/Regions Investments | Nashville | TN | 03/2020 | 10/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2020 | 10/2022 |
| Cetera Investment Advisers Llc | Nashville | TN | 03/2020 | 10/2022 |
| J.P. Morgan Securities Llc | Nashville | TN | 11/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Nashville | TN | 11/2022 | Present |
| Equitable Financial Life Ins Co | New York | NY | 04/2018 | 03/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-24 |
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