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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED 2017-08-02
NJ RA APPROVED 2016-05-20
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2017-08-02
  • NJ RA
    APPROVED
    Since 2016-05-20

Branch Locations

299 Park Ave 8Th, 9Th 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 04/2016 Present
  • 04/2016 → Present
    Ubs Financial Services
    New York, NY
Previous Registrations
Other Businesses

NJ Consulting / 255 Aran Hill Road Fairfield,CT 06824 / No/ Privately Held / USD / No / No / / Start Date 6/1/06 / 3)Property Trusts / 111 Broadway, Suite 1703 New York,NY 10006 / Trust/ Real Estate / Multi Family Property Holding / Trustee / / Make Periodic Distributions and after sale of property / Start Date 4/1/13 / 6) Board Of Managers of Halcyon Condominium / 305 E 51st New York,NY 10022 / Other/ Other Residental Condo Board / Manage Condo where I live / Officer / / Manage Condo where I live / Start Date 01/30/2017/ Residental Condo Board / 7) First Waterstone, 322 Reservoir Street / United States /02494-3154/ No / Partnership / Start Date 6/1/19 No / No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-17
  • S66 Uniform Combined State Law Examination
    2016-05-17

View on SEC IAPD

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