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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-08-13 |
| NC | RA | APPROVED | 2006-11-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 08/2006 | Present |
| Bank Of America, Na | Raleigh | NC | 09/2009 | Present |
I*121285For profit or not for profit: Non-Profit OrganizationName of outside business organization: Girls Scount NC Coastal PinesInvestment related: NAddress of business:Raleigh, North Carolina 27613Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 3/2/2019Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: business development committee I*3786275 Entity Type: Entity Charitable Name of OBA: Read and Feed Non Profit Address: Cary, North Carolina, 27511 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/20/2026 Number of Hours: 2, Monthly Number of Hours during trading: 1, Monthly Duties: Read and Feed works with the Wake County School System in Raleigh to identify children in the first years of school who are reading below grade level. We have converted RVs that go to where the children live and serve dinner and tutor reading. Then we report back to Wake County Schools. you are expected to make a contribution to Read and Feed and provide support at the board level.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-04 |
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