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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-08-13
NC RA APPROVED 2006-11-09
  • TX RA
    APPROVED_RES
    Since 2009-08-13
  • NC RA
    APPROVED
    Since 2006-11-09

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 08/2006 Present
Bank Of America, Na Raleigh NC 09/2009 Present
Other Businesses

I*121285For profit or not for profit: Non-Profit OrganizationName of outside business organization: Girls Scount NC Coastal PinesInvestment related: NAddress of business:Raleigh, North Carolina 27613Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 3/2/2019Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: business development committee I*3786275 Entity Type: Entity Charitable Name of OBA: Read and Feed Non Profit Address: Cary, North Carolina, 27511 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/20/2026 Number of Hours: 2, Monthly Number of Hours during trading: 1, Monthly Duties: Read and Feed works with the Wake County School System in Raleigh to identify children in the first years of school who are reading below grade level. We have converted RVs that go to where the children live and serve dinner and tutor reading. Then we report back to Wake County Schools. you are expected to make a contribution to Read and Feed and provide support at the board level.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-08
S63 Uniform Securities Agent State Law Examination 2005-01-04
  • S65 Uniform Investment Adviser Law Examination
    2006-11-08
  • S63 Uniform Securities Agent State Law Examination
    2005-01-04
Other Names
  • Suzanne Mary Heneault
  • Suzanne H. Stroud

View on SEC IAPD

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