Jon T Tien

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-11-13
IL	RA	APPROVED	2012-10-01

TX RA
APPROVED_RES

Since 2014-11-13
IL RA
APPROVED

Since 2012-10-01

Branch Locations

One N. Dunton Avenue, Arlington Hts, IL 60005 • United States

10 S Dearborn St, Floor 12, Chicago, IL 60603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Arlington Heights	IL	10/2012	Present
Jpmorgan Chase Bank, N.A.	Arlington Heights	IL	04/2000	Present

10/2012 → Present

J.P. Morgan Securities Llc

Arlington Heights, IL
04/2000 → Present

Jpmorgan Chase Bank, N.A.

Arlington Heights, IL

Previous Registrations

2005-07-06 → 2012-10-01

Chase Investment Services Corp.

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL
2005-03-21 → 2005-07-06

Banc One Securities Corporation

Chicago, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-03-18
S63	Uniform Securities Agent State Law Examination	2002-03-19

S65 Uniform Investment Adviser Law Examination

2005-03-18
S63 Uniform Securities Agent State Law Examination

2002-03-19

View on SEC IAPD

Current Employers

J.P. Morgan Securities Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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