Fredena James

Current Employers

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2018-10-31

NC RA
APPROVED

Since 2018-10-31

Branch Locations

14440 New Falls Of Neuse Road, Raleigh, NC 27614 • United States

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Citizens Investor Services	Raleigh	NC	10/2001	Present

10/2001 → Present

First Citizens Investor Services

Raleigh, NC

Other Businesses

Clarendon 76 Group LLC.; non-investment-related; 3016 Berkeley Springs Place Raleigh, NC 27616; to engage in real estate investing in the future; Owner; 10/24/2013; 0 hours/month, 0 during securities trading hours; None, currently-the LLC was originally established for personal use.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-30

S66 Uniform Combined State Law Examination

2018-10-30

View on SEC IAPD

Current Employers

First Citizens Investor Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews