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Current Employers
Usi Securities, Inc.

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-01-04
  • TN RA
    APPROVED
    Since 2024-01-04

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • USA

5301 Virginia Way Ste 400, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank Orlando FL 04/2005 03/2020
Suntrust Investment Services, Inc Orlando FL 10/2006 03/2020
Usi Consulting Group Glastonbury CT 06/2020 Present
Usi Securities Glastonbury CT 06/2020 Present
  • 04/2005 → 03/2020
    Suntrust Bank
    Orlando, FL
  • 10/2006 → 03/2020
    Suntrust Investment Services, Inc
    Orlando, FL
  • 06/2020 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 06/2020 → Present
    Usi Securities
    Glastonbury, CT
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-04
S65 Uniform Investment Adviser Law Examination 2020-08-26
  • S63 Uniform Securities Agent State Law Examination
    2025-08-04
  • S65 Uniform Investment Adviser Law Examination
    2020-08-26
Other Names
  • Rebecca Mcneil
  • Rebecca Jean Charles

View on SEC IAPD

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