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Robert Peter Sayer

LPl Financial LLC

West Des Moines, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-07-21
  • IA RA
    APPROVED
    Since 2021-07-21

Branch Locations

4201 Westown Pkwy Ste 330, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc W Des Moines IA 06/2014 07/2021
Various Insurance Carriers For W & R Insurance Agencies Urbandale IA 06/2014 07/2021
Robert P Sayer Llc Urbandale IA 07/2016 07/2021
Harvest Point Inc West Des Moines IA 10/2019 07/2021
Lpl Financial Llc West Des Moines IA 07/2021 Present
  • 06/2014 → 07/2021
    Waddell & Reed Inc
    W Des Moines, IA
  • 06/2014 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Urbandale, IA
  • 07/2016 → 07/2021
    Robert P Sayer Llc
    Urbandale, IA
  • 10/2019 → 07/2021
    Harvest Point Inc
    West Des Moines, IA
  • 07/2021 → Present
    Lpl Financial Llc
    West Des Moines, IA
Previous Registrations
  • 2014-08-11 → 2021-07-21
    Waddell & Reed
    Norwalk, IA
    Waukesha, WI
    Savage, MN
    West Des Moines, IA
Other Businesses

1) 9/2016 - Business Entity For Tax/Investment Purposes Only - Robert P Sayer, LLC - Urbandale, IA 50323 2) 7/2021 - DBA for LPL Business (entity for LPL business) - Harvest Point Wealth Management - Investment Related - West Des Moines, IA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-11
S63 Uniform Securities Agent State Law Examination 2002-03-28
  • S66 Uniform Combined State Law Examination
    2014-08-11
  • S63 Uniform Securities Agent State Law Examination
    2002-03-28
Designations
Other Names
  • Rob Sayer

View on SEC IAPD

Other Firms

PRINCIPAL SECURITIES, INC.
COMMONWEALTH FINANCIAL NETWORK
FOSTER GROUP, INC.
KSA PARTNERS, LLC
ARETE WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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