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Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-14
  • NY RA
    APPROVED
    Since 2022-01-14

Branch Locations

888 7Th Avenue 25Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company New York NY 05/2006 06/2024
Princor Financial Services Corporation New York NY 09/2006 12/2018
Principal Funds Distributor New York NY 08/2015 Present
Prinicpal Asset Management New York NY 01/2022 Present
  • 05/2006 → 06/2024
    Principal Life Insurance Company
    New York, NY
  • 09/2006 → 12/2018
    Princor Financial Services Corporation
    New York, NY
  • 08/2015 → Present
    Principal Funds Distributor
    New York, NY
  • 01/2022 → Present
    Prinicpal Asset Management
    New York, NY
Other Businesses

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-10
S63 Uniform Securities Agent State Law Examination 2002-02-26
S65 Uniform Investment Adviser Law Examination 2001-05-09
  • S66 Uniform Combined State Law Examination
    2022-01-10
  • S63 Uniform Securities Agent State Law Examination
    2002-02-26
  • S65 Uniform Investment Adviser Law Examination
    2001-05-09
Other Names
  • Steven Paul Cusato
  • Steve Cusato

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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