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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-18
TX RA APPROVED 2022-01-18
  • CA RA
    APPROVED
    Since 2022-01-18
  • TX RA
    APPROVED
    Since 2022-01-18

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Beverly Hills CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Beverly Hills CA 11/2016 01/2022
Morgan Stanley Pasadena CA 01/2022 Present
Previous Registrations
  • 2011-01-03 → 2022-01-11
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
  • 2002-09-26 → 2011-01-03
    Wells Fargo Investments, Llc
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

*474444 - Julie Nhan (Rental); Investment related: Yes; Rosemead, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2015; During business hours: 0; After business hours: 5; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-16
  • S66 Uniform Combined State Law Examination
    2002-01-16
Other Names
  • Julie Li Nahn

View on SEC IAPD

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