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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-24 |
Branch Locations
2000 West Loop S Ste 2110, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Group Via Kforce | Humble | TX | 08/2023 | 07/2024 |
| Unemployed | Humble | TX | 08/2024 | 04/2025 |
| The Investment Counsel Company | Las Vegas | NV | 02/2023 | 06/2023 |
| Invesco | Houston | TX | 08/1999 | 12/2022 |
| Unemployed | Humble | TX | 01/2023 | 02/2023 |
| Unemployed | Humble | TX | 07/2023 | 08/2023 |
| Equitable Advisors, Llc | New York | NY | 04/2025 | 09/2025 |
| Ameriprise Financial Services, Llc | Houston | TX | 11/2025 | Present |
| Unemployed | Humble | TX | 10/2025 | 11/2025 |
Board of Directors; Tru 2 the Texans; At Large Board Member; No physical address, , Houston, TX, 77054; Not Investment-Related; 04/07/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Outlier Operational Services, LLC; Associate financial advisor.; Manage advisory business; 2000 West Loop South Ste 2110, , Houston, TX, 77027; Investment-Related; 11/12/2025; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; St. John's UMC Finance Committee; Review and approve church budget, expenditures, and salaries.; 2019 Crawford, , Houston, TX, 77002; Not Investment-Related; 09/20/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-20 |
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