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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

6300 E. Spring St, Long Beach, CA 90815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Long Beach CA 10/2012 Present
Jp Morgan Chase Bank, N.A. Long Beach CA 05/2025 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Long Beach, CA
    Long Beach, CA
  • 2008-12-03 → 2009-05-02
    Wamu Investments, Inc.
    Long Beach, CA
    Long Beach, CA
    Long Beach, CA
    Manhattan Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-02
S63 Uniform Securities Agent State Law Examination 2003-02-18
  • S65 Uniform Investment Adviser Law Examination
    2008-12-02
  • S63 Uniform Securities Agent State Law Examination
    2003-02-18
Other Names
  • Michael David Barnhill

View on SEC IAPD

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