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William N Medley

Fithian LLC

New York, NY

CRD 4476137

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Employer firm

Fithian LLC CRD 287509

$136M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Fithian Llc

654 Madison Avenue Suite 1603, New York, NY 10065 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-05-04
NY RA APPROVED 2022-05-04
  • NH RA
    APPROVED
    Since 2022-05-04
  • NY RA
    APPROVED
    Since 2022-05-04

Branch Locations

654 Madison Avenue Suite 1603, New York, NY 10065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Coporation New York NY 09/2015 03/2022
Bny Mellon New York NY 02/2014 03/2022
Fithian Llc New York NY 03/2022 Present
  • 09/2015 → 03/2022
    Mbsc Securities Coporation
    New York, NY
  • 02/2014 → 03/2022
    Bny Mellon
    New York, NY
  • 03/2022 → Present
    Fithian Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-15
  • S66 Uniform Combined State Law Examination
    2016-01-15
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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