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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2005-10-13 |
Branch Locations
1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwauek | WI | 11/2001 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 11/2001 | Present |
| Northwestern Mutual Investment Services, Llc | Raleigh | NC | 10/2005 | Present |
50% OWNER OF WOODSHAPES. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-28 |
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