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David Ray Hughes

Eagle Strategies LLC

Denver, CO

CRD 4475502

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Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-22
  • CO RA
    APPROVED
    Since 2023-11-22

Branch Locations

2000 S Colorado Blvd Tower 2 Suite 1100, Denver, CO 80222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Mobile AL 10/2005 11/2023
Nylife Securities Llc Mobile AL 01/2002 11/2023
Eagle Strategies Llc Mobile AL 04/2012 11/2023
New York Life Insurance Company Denver CO 11/2023 Present
Nylife Securities Llc. Denver CO 11/2023 Present
Eagle Strategies Llc Denver CO 11/2023 Present
  • 10/2005 → 11/2023
    New York Life Insurance Company
    Mobile, AL
  • 01/2002 → 11/2023
    Nylife Securities Llc
    Mobile, AL
  • 04/2012 → 11/2023
    Mobile, AL
  • 11/2023 → Present
    New York Life Insurance Company
    Denver, CO
  • 11/2023 → Present
    Nylife Securities Llc.
    Denver, CO
  • 11/2023 → Present
    Denver, CO
Other Businesses

[DMAC TIMBER LLC; REALESTATE HOLDING CO;6201 BRANDY RUN RD MOBILE AL 36608;OWNER; RENTAL INCOME FROM PURCHASE OF REAL ESTATE TO BE RESOLD OR RENTED; 4 HOURS A MONTH ON WEEKENDS ONLY; INVESTMENT RELATED] [DMAC PROPERTIES LLC; OWNER;REAL ESTATE HOLDING CO; RENTAL INCOME; 4 HRS WEEKENDS ONLY;6201 BRANDY RUN RD N MOBILE, AL 36608;PURCHASE REAL ESTATE TO RESALE OR RENT; INVESTMENT RELATED] [RENTAL PROPERTY; OWNER; INVESTMENT RELATED; START DATE 02/2004; 3 HOURS PER MONTH] [DMAC Technology, LLC; company that will seek out local buildings in high traffic areas to install a data collection box for which the building owner will receive monthly lease payments; 460 W. Bennett Ave Glendora, CA 91741; Start Date 05/2023; Role/Title: Volunteer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours][Colorado CollegeInvest board ; governor appointed position-advisory position; 1600 Broadway #2300 Denver CO 80202; Start Date 08/2025; Role/Title: Board Member; Investment Related; 1 hours per month; 0 hours per month during securities trading hours][Jellyfish, LLC; Real estate holding company; 60 Williams Court Mobile, AL 36606; Start Date 01/2026; Role/Title: Passive Owner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-22
S63 Uniform Securities Agent State Law Examination 2002-04-12
  • S66 Uniform Combined State Law Examination
    2011-03-22
  • S63 Uniform Securities Agent State Law Examination
    2002-04-12

View on SEC IAPD

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