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2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-06-07 |
Branch Locations
2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gordon Asset Management, Llc | Durham | NC | 01/2004 | 12/2018 |
| Aptus Capital Advisors, Llc | Fairhope | AL | 01/2019 | 05/2022 |
| Guardian Wealth Advisors, Llc | Raleigh | NC | 05/2022 | Present |
ASM CAPITAL CORP.; INVESTMENT RELATED; PRESIDENT; 1805 WILSHIRE AVE, RALEIGH, NC 27608; 12/2016; 20 HR/MONTH DURING MARKET HOURS; NO OTHER BUSINESS IS CONDUCTED THROUGH ASM CAPITAL CORP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-12 |
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