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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-21 |
| CO | RA | APPROVED | 2022-08-24 |
| TX | RA | APPROVED | 2022-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Vallejo | CA | 10/2012 | 03/2022 |
| Wells Fargo Clearing Services Llc | Greenwood Village | CO | 03/2022 | 07/2022 |
| Wells Fargo Na | Denver | CO | 03/2022 | 07/2022 |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 07/2007 | 03/2022 |
| Jpmorgan Chase Bank, Na. | Denver | CO | 07/2022 | Present |
| J.P. Morgan Securities Llc | Denver | CO | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-24 |
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